jump to navigation

Papers


  • David F. Freeman Jr., Kevin A. Zambrowicz, and Eunice Y. Kang1, The SEC’s Proposed Regulation NMS, 2004.
  • Securities and Eachange Commission, 17 CFR PARTS 200, 201, 230, 240, 242, 249, and 270, [Release No. 34-51808; File No. S7-10-04], RIN 3235-AJ18, Final – Regulation NMS, 2005.
  • Regulation S - Rules Governing Offers & sales made outside The United States without registration uner The Securities Act of 1933.
  • Reg. NMS Cheat Sheet, A synopsis of the 371-page SEC document outing the Regulation National Market System Proposal, 2005.